-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NDXBp8ELDvg9/XiRiIcwZY3cTzIvB2QWBUjMkOROXWdQJ++YMUUyA8qD+Nv3yQan /qQe6o50VtFpmZierAca6g== 0000948520-10-000003.txt : 20100115 0000948520-10-000003.hdr.sgml : 20100115 20100115161340 ACCESSION NUMBER: 0000948520-10-000003 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100115 DATE AS OF CHANGE: 20100115 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Zucker Anita G CENTRAL INDEX KEY: 0001434993 FILING VALUES: FORM TYPE: SC 13D MAIL ADDRESS: STREET 1: 4838 JENKINS AVE CITY: N CHARLESTON STATE: SC ZIP: 29405 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DELTA NATURAL GAS CO INC CENTRAL INDEX KEY: 0000277375 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] IRS NUMBER: 610458329 STATE OF INCORPORATION: KY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-30109 FILM NUMBER: 10530563 BUSINESS ADDRESS: STREET 1: 3617 LEXINGTON RD CITY: WINCHESTER STATE: KY ZIP: 40391 BUSINESS PHONE: 8597446171 MAIL ADDRESS: STREET 1: 3617 LEXINGTON ROAD STREET 2: 3617 LEXINGTON ROAD CITY: WINCHESTER STATE: KY ZIP: 40391 SC 13D 1 sch13d-dgas.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. __)* Delta Natural Gas Company, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 247748-10-6 - -------------------------------------------------------------------------------- (CUSIP Number) Anita G. Zucker c/o The Inter Tech Group, Inc. 4838 Jenkins Avenue North Charleston, SC 29405 (843) 744-5174 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) with a copy to: George S. King, Jr., Esq. Haynsworth Sinkler Boyd, P.A. Post Office Box 11889, Columbia, South Carolina 29211 (803) 779-3080 January 5, 2010 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D CUSIP NO. 247748-10-6 PAGE 2 OF 6 1. NAME OF REPORTING PERSON Anita G. Zucker - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS 00, PF - -------------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7. SOLE VOTING POWER 181,112 --------------------------------------------------------------------------- 8. SHARED VOTING POWER 0 --------------------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 181,112 --------------------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 0 --------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 181,112 - -------------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions ) [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.4 - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- PAGE 3 OF 6 Item 1. Security and Issuer Common stock, no par value, of Delta Natural Gas Company, Inc., 3617 Lexington Road, Winchester, Kentucky 40391 (the "Issuer"). Item 2. Identity and Background Anita G. Zucker is a natural person whose business address is c/o The InterTech Group, Inc., 4838 Jenkins Avenue, North Charleston, South Carolina 29405. Mrs. Zucker is the Trustee of The Jerry Zucker Revocable Trust dated March 20, 2007 (the "Trust"). Mrs. Zucker's principal occupation is as the Chairperson and chief executive officer of The InterTech Group, Inc., 4838 Jenkins Avenue, North Charleston, South Carolina 29405. Mrs. Zucker has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which she was or is subject to any judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, state or federal securities laws or finding any violation with respect to such laws. Mrs. Zucker is a citizen of the State of South Carolina and the United States of America. Item 3. Source and Amount of Funds or Other Consideration The shares of common stock as to which this filing relates were purchased By Mrs. Zucker individually or the Trust using her or its funds, respectively. The total amount paid by Mrs. Zucker was $290,728 and by the Trust was $4,364,764. Item 4. Purpose of Transaction Mrs. Zucker and the Trust acquired the shares for investment purposes. They will review the performance of this investment and their investment alternatives. As part of the ongoing review of its investment in the shares, they may explore from time to time a variety of alternatives, including the acquisition of additional securities of the Issuer or the disposition of securities of the Issuer in the open market or in privately negotiated transactions. They may also explore other alternatives with respect to their investments in the shares, including but not limited to an extraordinary corporate transaction involving the Issuer, changes in the present board of directors or management of the Issuer, or changes in the Issuer's business or corporate structure. Although the foregoing reflects activities presently contemplated by them with respect to the Issuer, the foregoing is subject to change at any time, and there can be no assurance that they will take any of the actions referred to above. Page 4 of 6 Except as set forth in the preceding paragraph, as of the date hereof, they do not have any plan or proposal that relates to or would result in: (a) The acquisition by any person of additional securities of the Issuer, or the disposition of securities of the Issuer; (b) An extraordinary corporate transaction, such as a merger, reorganiza- tion or liquidation, involving the Issuer or any of its subsidiaries; (c) A sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries; (d) Any change in the present board of directors or management of the Issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; (e) Any material change in the present capitalization or dividend policy of the Issuer; (f) Any other material change in the Issuer's business or corporate structure; (g) Changes in the Issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Issuer by any person; (h) Causing a class of securities of the Issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; (i) A class of equity securities of the Issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or (j) Any action similar to any of those enumerated above. Notwithstanding the foregoing, they reserve the right to effect any such actions as they may deem necessary or appropriate in the future. Item 5. Interest in Securities of the Issuer Mrs. Zucker and the Trust own, in the aggregate, 181,112 shares, or 5.4%, of the Issuer's common stock. Mrs. Zucker, individually or as Trustee of the Trust, has sole voting, investment and dispositive power with respect to those shares. The following table lists all of the transactions in the Issuer's securities effected in the sixty days preceding the date of this statement by Mrs. Zucker and the Trust. The transactions listed for Mrs. Zucker were all sales and all of the transactions list for the Trust were purchases. All of the transactions were effected through brokers. Transactions by Mrs. Zucker: Number of Date Shares Price per Share ---- ------ --------------- 11/18/2009 3,000 $27.3016 11/18/2009 2,000 $27.3303 11/18/2009 2,000 $27.2968 PAGE 5 OF 6 Number of Date Shares Price per Share ---- ------ --------------- 11/9/2009 4,058 $27.6996 11/9/2009 1,682 $27.4740 11/10/2009 1,109 $27.4981 11/11/2009 200 $27.5000 11/12/2009 600 $27.4942 11/13/2009 1,521 $27.7038 11/16/2009 1,359 $27.6824 12/15/2009 200 $27.7000 12/16/2009 300 $28.0000 12/18/2009 399 $27.8506 12/21/2009 288 $28.0000 12/22/2009 7,400 $28.0000 12/23/2009 1,300 $27.9577 12/23/2009 100 $27.9800 12/31/2009 5,000 $28.6000 12/31/2009 2,075 $28.5996 12/31/2009 1,458 $28.6000 1/05/2010 11,251 $28.5256 1/08/2010 1,193 $29.0000 11/11/2010 128 $29.0000 11/12/2010 600 $28.8417 11/13/2010 1,840 $28.9957 Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Not applicable. Item 7. Material to Be Filed as Exhibits None. PAGE 6 OF 6 Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 15, 2010 s/Anita G. Zucker --------------------------------------------- Anita G. Zucker, individually and as Trustee for The Jerry Zucker Revocable Trust -----END PRIVACY-ENHANCED MESSAGE-----